Approved Federal Mediator - William C. Brown
Contact InformationBrown, Brown Law Firm
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Mediated Cases:
- Clarks Telco v. Smith Barney (Unauthorized Trades - NASD) - Full Agreement - 11/17/1999
- Goldapp v. Wolfkiel (Inappropriate Investments, Churning - NASD) - Full Agreement - 10/21/2003
- Acheson v. American Express (Inappropriate Investments, Failure to Diversify - NASD) - Full Agreement - 01/15/2004
- Liter v. UBS Paine Webber (Inappropriate Investments, Churning - NASD) - Full Agreement - 10/19/2004
- Milone v. Xcel Energy (E.R.I.S.A. - Federal Court) - Full Agreement - 07/21/2006
- Brandon v. Xcel Energy (E.R.I.S.A. - Federal Court) - Full Agreement - 09/20/2006
- Anric Corp. Pension & Profit Sharing Plan v. QA3 Financial Corp. (Inappropriate Investment) - Full Agreement - 11/26/2009
Primary Areas of Mediation Practice:
- Empl. Ret. Inc. Security Act
- Securities/Commodities/Exchange
Affiliated with the Following Mediation Centers:
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Metro Mediation Center |
